Legg Mason is seeking a mid-level Compliance Professional to join the US Distribution Compliance team in either New York (Midtown) or Stamford, CT. As Sr. Compliance Officer, you will focus on compliance issues in connection with Investment Advisory services at a global level for Legg Mason’s growing global FinTech organization. If you're an out-of-the-box, big thinker with experience with SEC rules and regulations, this is for you.
Skills / Other Personal Attributes Required:
Legg Mason is a leading global asset management firm that offers rewarding career opportunities for individuals who share our core values: integrity, collaboration, and passion for results, empowerment, and a commitment to our profession. We have a presence in every major financial center across the globe, and we look for exceptional professionals who want to shape a rewarding career through intellectual curiosity, leadership, and team-oriented approach. If you are passionate about the investment business and about building your future with one of the industry's premier firms, consider the opportunities at Legg Mason today.
Legg Mason offers a competitive salary and comprehensive benefits package which includes medical, dental, vision, 401(k) with company match, extensive paid time off, employee stock purchase plan with company match, tuition reimbursement, paid parental leave for all employees, and much more. Learn more about our benefits here.