Interested in working on a dynamic, global compliance team that's focused on distribution activity? Legg Mason is seeking a Compliance Manager to join the US Distribution Compliance team in either New York (Midtown) or Stamford, CT. Reporting to the CCO, you will focus on compliance issues in connection with sales practice issues at a global level and facilitate global standards. If you're an out-of-the-box, big thinker with experience with SEC and FINRA rules and regulations, this is for you!
Legg Mason is a leading global asset management firm that offers rewarding career opportunities for individuals who share our core values: integrity, collaboration, passion for results, empowerment, and a commitment to our profession. We have a presence in every major financial center across the globe, and we look for exceptional professionals who want to shape a rewarding career through intellectual curiosity, leadership, and team-oriented approach. If you are passionate about the investment business and about building your future with one of the industry's premier firms, consider the opportunities at Legg Mason today.
Legg Mason offers a competitive compensation and comprehensive total rewards package, which includes medical, dental, vision, 401(k) with company match, extensive paid time off, paid parental leave for all employees, employee stock purchase plan with company match, tuition reimbursement, and much more. Learn more about our benefit offerings here.
Looking for work-life balance? Legg Mason understands juggling work and home can be challenging, and that is why, where possible, we strive to offer employees a level of flexibility to help balance home life with work.