Legg Mason

  • Regional Director

    Job Locations US-CT-Stamford
    Req. #
    US Sales
    Position Type
  • Position Overview

    Our US Sales group is currently seeking a Regional Director (Wholesaler) to join our team. This Regional Director will cover Wirehouse & Independent Advisors in a assigned geographical territory.

    Key Responsibilities:

    • Responsible for increasing Legg Mason Mutual Fund and Managed Account gross and net sales, market share, and product diversification by leveraging our data-driven business planning process, client segmentation, and consultative selling approach within the territory.
    • Responsible for visiting branch offices within territory regularly (approximately 4 days per week) to build Financial Advisor relationships, increase brand awareness and gross and net sales;
    • Utilize a data-driven approach and tools to educate Financial Advisors on product offerings
    • Cultivate and manage relationships with Financial Advisors and Centers of Influence by offering sales ideas, market intelligence, key product information, and value add/education via in-person meetings, group presentations, phone calls/screen sharing, and electronic communication.
    • Partner with corresponding Legg Mason representatives in DCIO and VA/Sub-Advised channels to create referral opportunities, and build the Legg Mason brand across channels.
    • High usage of CRM system and additional technology in order to accomplish a data driven territory business plan
    • Develop and facilitate sales seminars, produce and communicate sales ideas, coordinate and participate in regional sales seminars;
    • Develop a business strategy within the territory. The strategy includes developing a firm/branch rotation, implementing business plans around focus firms and identifying business opportunities.
    • Must have demonstrated success with an organized sales process that is enhanced via technology
    • Established relationships at focus firms within territory strongly preferred


    • Bachelor's degree or equivalent experience required
    • Minimum of 5 years of sales experience at a Mutual Fund Distributor within territory preferred
    • Must have demonstrated success with an organized sales process that is enhanced via technology
    • Established relationships at focus firms within territory strongly preferred
    • Outstanding communication, organizational, and presentation skills
    • Extensive investment product knowledge and understanding of financial concepts with the ability to articulate a variety of investment topics ranging from fundamental asset classes to alternative investments
    • Data-oriented and analytical; able to apply data to the sales process
    • Excellent listening skills as well as the ability to identify sales opportunities and suggest creative solutions
    • Strong interpersonal skills, with ability to build relationships with Centers of Influence, clients, sales partners, and internal teammates in marketing, product, sales analytics, and other areas.
    • CRM experience strongly desired (i.e. Salesforce.com)
    • Enthusiastic team player and self-starter with ability to prioritize and work in a fast-paced sales environment
    • FINRA Series 7 & 63 required
    • Field experience required
    • Approximately 80% travel required

    Knowledge, Skills & Abilities:

    • Able to travel;
    • Able to identify and anticipate client needs and make recommendations for implementation;
    • Excellent oral and written communication skills;
    • Superb public speaking and presentation skills;
    • Self-directed and motivated;
    • Able to work under pressure in a fast-paced environment that experiences a lot of change/heavy volume;
    • Able to influence to achieve desired outcomes;
    • Able to be goal focused and produce results;
    • Able to develop strong working relationships with colleagues, teams, and clients.

    Company Overview

    Legg Mason is a leading global asset management firm that offers rewarding career opportunities for individuals who share our core values: integrity, collaboration, and accountability. We have a presence in every major financial center across the globe, and we look for exceptional professionals who want to shape a rewarding career through intellectual curiosity, leadership, and team-oriented approach. If you are passionate about the investment business and about building your future with one of the industry's premier firms, consider the opportunities at Legg Mason today.


    Legg Mason offers a competitive salary and comprehensive benefits package which includes medical, dental, vision, 401(k), profit-sharing, paid time off, employee stock purchase plan, tuition reimbursement, parental leave, and much more.  Learn more about our benefits here


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